Michael P. Manno
Professional summary
Michael Peck Manno, who also goes by Michael P Manno, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Lake Mills, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Peck Manno's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Peck Manno's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2003 - Present
WORLD EQUITY GROUP, INC.
Office #1: 517 Erinside Road, Lake Mills, WI 53551July 9, 2003 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Road Suite 1220, Schaumburg, IL 60173Office #2: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173July 9, 2003 - December 31, 2005
ARLINGTON WEALTH MANAGEMENT
July 3, 2003 - July 17, 2003
AMERIPRISE ADVISOR SERVICES, INC.
October 7, 2002 - July 17, 2003
AMERIPRISE ADVISOR SERVICES, INC.
May 15, 2002 - October 18, 2002
RBC CAPITAL MARKETS, LLC
March 2, 1998 - October 18, 2002
RBC CAPITAL MARKETS, LLC
April 25, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
February 22, 1993 - May 16, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
November 15, 1991 - February 23, 1993
DAIN RAUSCHER INCORPORATED
February 26, 1988 - November 26, 1991
UBS FINANCIAL SERVICES INC.
August 21, 1984 - February 24, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2019)
(8/27/2014)
(7/9/2003)
(7/9/2003)
(1/20/2010)
(1/8/2018)
(11/14/2017)
(7/9/2003)
(11/18/2019)
(7/9/2003)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Lake Mills, WI 53551TRUST BUT VERIFY
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