Suzanne K. Courterjann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Kay Courterjann, who also goes by Suzanne K Courter, Suzanne Kay Courter, Suzanne K Courterjann, was a registered financial advisor .
Suzanne is a previously registered financial advisor and started their career in finance in 1984. Suzanne had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1999 - October 7, 2011
WILMINGTON BROKERAGE SERVICES COMPANY
November 26, 1993 - October 7, 2011
WILMINGTON BROKERAGE SERVICES COMPANY
July 29, 1991 - August 30, 1994
1717 CAPITAL MANAGEMENT COMPANY
July 26, 1984 - June 17, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WILMINGTON BROKERAGE SERVICES COMPANY
CRD#: 14942 / SEC#: , 8-31441
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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