George R. Speckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Robert Speckman JR, who also goes by George Robert Spcekman Jr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1991 - November 24, 1993
KLEIN, MAUS & SHIRE INC.
July 6, 1989 - October 31, 1989
PW SECURITIES, INC.
December 21, 1988 - April 27, 1989
RONEY & CO. L.L.C.
November 27, 1985 - February 8, 1986
FIRSTMARK SECURITIES, INC.
November 25, 1985 - October 31, 1988
FIRSTMARK INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KLEIN, MAUS & SHIRE INC.
CRD#: 20527 / SEC#: , 8-38302
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
