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GC

Gary Daryle Carver

CRD# 1282342·Registered 1984 - 2007
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Daryle Carver, who also goes by G Daryle Carver, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1984 - 2007. Gary had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

G Daryle Carver

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

Past

CONTEMPORARY FINANCIAL SOLUTIONS, INC.Past·CRD# 121699
BD
Hales Corners, WI
January 5, 2004 - October 31, 2007
USALLIANZ SECURITIES, INC.Past·CRD# 40875
BD
Minneapolis, MN
August 28, 2001 - December 31, 2003
LOCUST STREET SECURITIES, INC.Past·CRD# 1703
BD
Des Moines, IA
June 11, 1997 - August 2, 2001
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Oakdale, MN
December 9, 1992 - June 16, 1997
THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680
BD
Newark, NJ
November 23, 1988 - December 10, 1992
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
July 3, 1984 - December 10, 1992

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Current Firm

CF
CONTEMPORARY FINANCIAL SOLUTIONS, INC.

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

CRD#: 121699 / SEC#: 8-65439
BD
Terminated by SEC on 02/18/2008

Contact Information

Established

Delaware since 04/29/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MUTUAL SERVICE CORPORATIONSOLE SHAREHOLDER4806
BECKER, DAVID CLIFFORD SR.FINOP, VICE PRESIDENT4635972
BROWN, STEPHANIE LEIGHDIRECTOR1973369
CLOUD, VINCENT THOMASEXEC VP/DIRECTOR1107858
COATES, SUSAN LOHMANNSR. VICE PRESIDENT1563043
DIXON, JOHN LINCOLNCHAIRMAN68827
DWYER, WILLIAM EDWARD IIIDIRECTOR1274680
KALBAUGH, JOHN ANDREWCHIEF EXECUTIVE OFFICER1821773
KAMINSKI, DENNIS STANLEYEXEC VP/ASST. SECRETARY/DIRECTOR1013459
LYLE, TIMOTHY JAMESSR. VP/CHIEF COMPLIANCE OFFICER1111138
STEARNS, ESTHER MARIONDIRECTOR1088948

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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