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Sanford Barry Salzman

CRD# 1282321·Registered 1984 - 2014
Previously Registered: Being a previously registered professional could mean that Sanford is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sanford Barry Salzman was a registered financial advisor. Sanford was a previously registered financial professional and started their career in finance 1984 - 2014. Sanford had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years registered in the securities industry

Current & Past Employments

Past

KASHNER DAVIDSON SECURITIES CORPORATIONPast·CRD# 5319
BD
Sarasota, FL
November 17, 2009 - September 2, 2014
MORGAN STANLEYPast·CRD# 149777
RIA
Sarasota, FL
June 1, 2009 - December 10, 2009
MORGAN STANLEYPast·CRD# 149777
BD
Sarasota, FL
June 1, 2009 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Sarasota, FL
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
Sarasota, FL
February 21, 2006 - June 1, 2009
LEGG MASON WOOD WALKER, INCORPORATEDPast·CRD# 6555
RIA
Sarasota, FL
March 12, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATEDPast·CRD# 6555
BD
Baltimore, MD
March 12, 1999 - February 21, 2006
A. G. EDWARDS & SONS, INC.Past·CRD# 4
BD
St. Louis, MO
October 30, 1989 - March 17, 1999
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
July 26, 1984 - November 16, 1989

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Current Firm

KD
KASHNER DAVIDSON SECURITIES CORPORATION

KASHNER DAVIDSON SECURITIES CORPORATION | KASHNER SECURITIES CORPORATION | KASHNER LODGE SECURITIES CORPORATION

CRD#: 5319 / SEC#: 8-14684
BD
Terminated by SEC on 06/23/2015

Contact Information

Established

Florida since 08/30/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KASHNER, VICTOR LAWRENCEOWNER/CHAIRMAN OF THE BOARD264714
ROTHENBACH, MELISSA JANECFO/BOARD OF DIRECTORS/PRESIDENT/CHIEF COMPLIANCE OFFICER/OPTIONS AND SECURITY FUTURES PRINCIPAL CORP SECRETARY2721816

Disclosures

Regulatory Event

19

Civil Event

1

Arbitration

3

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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