Sanford B. Salzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sanford Barry Salzman was a registered financial professional .
Sanford is a previously registered financial professional and started their career in finance in 1984. Sanford had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2009 - September 2, 2014
KASHNER DAVIDSON SECURITIES CORPORATION
June 1, 2009 - December 10, 2009
MORGAN STANLEY
June 1, 2009 - December 10, 2009
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 12, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
March 12, 1999 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1989 - March 17, 1999
A. G. EDWARDS & SONS, INC.
July 26, 1984 - November 16, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KASHNER DAVIDSON SECURITIES CORPORATION
CRD#: 5319 / SEC#: , 8-14684
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
