Curtis S. Farrell
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 1282232
Professional summary
Curtis Steven Farrell, AIF®, CFP® is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Curtis has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Curtis S. Farrell, CFP®, AIF, is affiliated with Financial Management Network, an independent fee based financial planning firm. Financial Management Network is also a member firm of Retirement Plan Advisor Group, an independent practice management group of over 400 advisors with over 100 billion in plan assets.
Curtis has over 25 years experience as a Certified Financial Planner™ and has earned the AIF, Accredited Investment Fiduciary designation. He is in charge of the firms qualified retirement planning services. Having installed his first 401(k) plan in 1984, he provides investment, fiduciary and plan design consulting to retirement plan sponsors. He has assisted 100+ small, medium and large companies with their retirement plans and has worked with all the major vendors, insurance companies, mutual funds, banks and trust companies. His primary responsibilities include service provider reviews, plan fee and cost evaluations, investment menu design, monitoring and employee education. Curtis works closely with the employers to assist in educating employees on the importance of saving for retirement. He understands plan compliance and assists employers in fulfilling their Fiduciary responsibilities.
Curtis is a native Californian. He resides in Mission Viejo with his wife and four children. He enjoys skiing, surfing, running and giving back to the community. He has served on the board of directors of the Friends of the Santa Ana Zoo for over 20 years, as President, Treasurer and currently serves on the Nominating Committee. He is also active in the Boy Scouts of America having served as Scoutmaster, Varsity Coach and as an Assistant Venture Leader.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Attending College
Investment Management
Estate Planning
Employee Benefits
Retirement
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SERVE AS SECRETARY FOR NON PROFIT WESTERN PENSION BENEFIT COUNCIL - ORANGE COUNTY CHAPTER- BOARD OF DIRECTORS 2. FMN CENTERPOINT LLC; OWNS COMMERICAL REAL ESTATE; CURTIS FARRELL OWNS 10% OF FMN CENTERPOINT LLC 3. FRIENDS OF THE SANTA ANA ZOO; BOARD OF DIRECTORS 4. APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES CA INSURANCE LICENSE - LIFE/HEALTH/VARIABLE PRODUCTS 5. FMN Centerpointe West LLC- LLC created to purchase commercial real estate; minority owner- 10%
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Steven Farrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
July 8, 1997 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
June 21, 1995 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691Office #2: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
June 24, 1993 - June 14, 1995
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 16, 1986 - June 15, 1993
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 26, 1984 - January 15, 1986
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/2/2018)
RR
Arizona(1/4/2002)
IAR
Arizona(4/12/2024)
RR
Arkansas(10/23/2009)
RR
California(6/21/1995)
IAR
California(7/8/1997)
RR
Colorado(10/9/2009)
RR
Florida(9/10/2015)
RR
Hawaii(2/11/2015)
RR
Idaho(10/3/2012)
IAR
Idaho(3/26/2024)
RR
Indiana(2/7/2006)
RR
Massachusetts(5/20/2009)
RR
Michigan(9/6/2018)
RR
Missouri(4/28/2022)
RR
Montana(4/19/2016)
RR
Nevada(1/4/2002)
IAR
Nevada(8/28/2025)
RR
New Jersey(5/6/2021)
RR
New Mexico(3/9/2007)
RR
New York(1/30/2008)
RR
North Carolina(4/28/2011)
RR
North Dakota(4/7/2009)
RR
Ohio(2/21/2008)
RR
Oregon(5/29/2002)
RR
Pennsylvania(10/12/2021)
RR
South Carolina(11/8/2012)
RR
Texas(2/9/2016)
IAR
Texas(12/6/2022)
RR
Utah(6/26/2003)
IAR
Utah(8/29/2025)
RR
Virginia(4/25/2014)
RR
Washington(4/20/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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Company Information
FINANCIAL MANAGEMENT NETWORK INC
CRD#: 110454Mission Viejo, CA 92691TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
