Irene Goldberg
Professional summary
Irene Goldberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Irene is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Irene had worked at 12 firms, which includes BROOKSTREET SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, PROFESSIONAL CONCEPTS & PLANNING INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, SHARPE CAPITAL INC., MURPHEY MARSEILLES SMITH & NAMMACK INC., FIRST MONTAUK SECURITIES CORP., GSG GLOBAL SECURITIES GROUP INC., SCHONFELD SECURITIES LLC, SHELTER ROCK SECURITIES CORP., UNIVERSAL SECURITIES OF AMERICA INC., CREATIVE SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - March 24, 2004
BROOKSTREET SECURITIES CORPORATION
May 18, 2000 - January 1, 2001
NATIONAL SECURITIES CORPORATION
September 9, 1999 - May 18, 2000
PROFESSIONAL CONCEPTS & PLANNING, INC.
April 19, 1999 - September 17, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 25, 1997 - April 23, 1999
SHARPE CAPITAL, INC.
September 7, 1995 - April 30, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
April 12, 1990 - September 7, 1995
FIRST MONTAUK SECURITIES CORP.
February 12, 1990 - April 12, 1990
GSG GLOBAL SECURITIES GROUP INC.
January 19, 1990 - February 20, 1990
SCHONFELD SECURITIES, LLC
August 13, 1985 - February 27, 1990
SHELTER ROCK SECURITIES CORP.
July 12, 1985 - August 5, 1985
UNIVERSAL SECURITIES OF AMERICA, INC.
November 21, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
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