Nicholas J. Daleiden
Professional summary
Nicholas James Daleiden, who also goes by Nick Daleiden, is a registered financial advisor currently at DALEIDEN WEALTH ADVISORS located in Mchenry, Illinois.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Nicholas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas James Daleiden's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2023 - Present
DALEIDEN WEALTH ADVISORS
June 30, 2011 - December 31, 2022
NATIONS FINANCIAL GROUP, INC.
June 30, 2011 - December 31, 2022
NATIONS FINANCIAL GROUP, INC.
November 18, 2005 - July 1, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 18, 2005 - July 1, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 24, 1998 - November 21, 2005
MORGAN STANLEY DW INC.
October 28, 1987 - November 21, 2005
MORGAN STANLEY DW INC.
November 19, 1985 - December 6, 1985
MORGAN STANLEY DW INC.
August 16, 1985 - September 26, 1985
SOUTHMARK FINANCIAL SERVICES, INC.
June 29, 1984 - September 24, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2023)
Exams
Current Firm
DALEIDEN WEALTH ADVISORS
CRD#: 323892 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 18,629,000 |
Red Flags
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