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RH

Raymond E. Hackney

PAVE SECURITIES
Newport Coast, CA
Some features on this profile are disabled
CRD#: 1282092
RH

Professional summary

Raymond Edward Hackney Jr, who also goes by Ed Hackney, Raymond Edward Hackney Jr, Raymond Edward Hackney, is a registered financial professional currently at PAVE SECURITIES, LLC located in Newport Coast, California.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 1984. Raymond has worked at 11 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ed Hackney | Raymond Edward Hackney Jr | Raymond Edward Hackney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Edward Hackney Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2024 - Present

PAVE SECURITIES, LLC

BD
CRD#: 324533
Newport Coast, CA
Past

December 12, 2019 - December 31, 2021

COMMONGOOD SECURITIES LLC

BD
CRD#: 289317
WINTER PARK, FL
Past

January 23, 2015 - August 10, 2015

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
CHICAGO, IL
Past

July 25, 2012 - January 30, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
MASON, OH
Past

July 23, 2012 - January 30, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

January 4, 2011 - November 14, 2011

LOOP CAPITAL ASSET MANAGEMENT

RIA
CRD#: 149280
MASON, OH
Past

November 3, 2009 - August 3, 2010

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
CINCINNATI, OH
Past

October 12, 2009 - August 3, 2010

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
CINCINNATI, OH
Past

February 26, 1997 - September 14, 1998

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

April 24, 1996 - January 27, 1997

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

July 14, 1992 - September 1, 1994

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 10, 1991 - July 17, 1992

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

January 8, 1990 - January 28, 1991

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 8, 1989 - January 12, 1990

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

July 26, 1984 - May 23, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/28/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/20/1988
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

PS
PAVE SECURITIES, LLC
PAVE SECURITIES, LLC

CRD#: 324533 / SEC#: , 8-71031

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
171 Madison Ave. Suite 1500, New York, NY 10016
Mailing Address
171 Madison Ave. Suite 1500, New York, NY 10016
Phone number
(646) 690-2800
Established
Delaware since 11/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAVE FINANCE, INC.SOLE MEMBER
AINSWORTH, CHRISTOPHER LEECHIEF EXECUTIVE OFFICER2726985
DOLAN, ERIK JCCO3161467
GASTON, JEANNETTE NMNFINOP2500225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAVE SECURITIES, LLC

CRD#: 324533Newport Coast, CA

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