Roy W. Schroeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy William Schroeder, who also goes by Bill Schroeder, was a registered financial advisor .
Roy is a previously registered financial advisor and started their career in finance in 1984. Roy had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2011 - February 27, 2012
SCHROEDER INVESTMENTS
January 3, 2007 - December 31, 2010
SCHROEDER INVESTMENTS
February 17, 2005 - December 31, 2006
SCHROEDER INVESTMENTS
October 17, 1991 - February 18, 1992
ISU SECURITIES, INC.
September 6, 1990 - October 2, 1991
J.J.B. HILLIARD, W.L. LYONS, LLC
October 19, 1989 - April 20, 1990
B.C. CHRISTOPHER SECURITIES CO.
January 9, 1989 - October 24, 1989
BOETTCHER & COMPANY, INC.
November 23, 1988 - December 13, 1988
BOETTCHER & COMPANY, INC.
August 13, 1984 - December 17, 1984
SENTRY EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCHROEDER INVESTMENTS
CRD#: 121727 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
