Steven C. Owsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Christopher Owsley, who also goes by Steve Christopher Owsley, Steve Owsley, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 5 firms and has passed the Series 66, Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2004 - August 1, 2016
MADISON STREET PARTNERS, LLC
March 18, 2002 - November 25, 2002
HEDGE FUND CAPITAL PARTNERS, LLC
May 14, 1998 - January 13, 2004
ELECTRONIC TRADING GROUP, LLC
September 26, 1988 - April 30, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
July 24, 1985 - September 27, 1988
B. J. LEONARD AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
MADISON STREET PARTNERS, LLC
CRD#: 130344 / SEC#: 801-64885
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
