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JB

Jerome Walter Bine

CRD# 1281981·Registered 1992 - 2001
Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Walter Bine, who also goes by Jerome Bine, was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1992 - 2001. Jerome had worked at 11 firms and has passed the Series 63, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerome Bine

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

KIMBERLY SECURITIES, INC.·CRD# 19241
BD
Huntington, NY
December 18, 2000 - March 29, 2001
1ST FREEDOM SECURITIES, LLC·CRD# 104202
BD
Westbury, NY
October 19, 2000 - March 20, 2001
FLETCHER AND FARADAY, INC.·CRD# 29769
BD
Hempstead, NY
February 23, 1999 - July 6, 2001
PIRRONE & CO., INC.·CRD# 29828
BD
Hudson, NY
January 12, 1999 - April 4, 2001
CARIBBEAN SECURITIES LLC·CRD# 43385
BD
New York, NY
December 8, 1998 - June 21, 1999
UNIVEST SECURITIES, LLC·CRD# 36105
BD
New York, NY
September 2, 1997 - June 23, 1998
PHD CAPITAL·CRD# 38785
BD
New York, NY
May 1, 1996 - June 30, 1997
WALSH MANNING SECURITIES, LLC·CRD# 30826
BD
October 3, 1995 - February 21, 1996
MONITOR INVESTMENT GROUP, INC.·CRD# 31007
BD
November 9, 1994 - September 11, 1995
EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
Melville, NY
October 1, 1992 - January 11, 1993
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
May 7, 1992 - February 9, 1995

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Current Firm

KS
KIMBERLY SECURITIES, INC.

FRENCH, SCHOFIELD & PFEIFER INVESTMENTS, INC. | SCHOFIELD INVESTMENTS, INC. | KIMBERLY SECURITIES, INC. | FRENCH, SCHOFIELD INVESTMENTS, INC.

CRD#: 19241 / SEC#: 8-37321
BD
Terminated by SEC on 11/16/2002

Contact Information

Established

Pennsylvania since 11/03/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KIMBERLY SECURITIES, LLCPARENT—
BRAFF, HOWARDVICE PRESIDENT,GSP, ROP, CROP, SROP1161062
DAVISON, MICHAELFINOP1984185
KAWAS, JOHN CHARLES JRGSP, COMPLIANCE OFFICER265491
MISARACA, KIMBERLY JEANPRESIDENT, SECRETARY, TREASURER, GSP—

Disclosures

Regulatory Event

2

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1993About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Sep 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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