Debby L. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debby Lee Russo, who also goes by Debby Lee Levin, Deborah Lee Levin, Debby Wood Russo, Debby Lee Wood, was a registered financial professional .
Debby is a previously registered financial professional and started their career in finance in 1987. Debby had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2019 - January 14, 2022
THE LEADERS GROUP, INC.
February 6, 2015 - July 29, 2019
MSEC, LLC
February 27, 2014 - December 5, 2014
KESTRA INVESTMENT SERVICES, LLC
September 13, 2012 - August 22, 2013
CREATIVEONE SECURITIES, LLC
March 2, 2011 - March 29, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 20, 1987 - December 16, 1987
WEALTH MONITORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
