AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MH

Michael David Dunbar Hunte

CRD# 1281927·Registered 1989 - 2012
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael David Dunbar Hunte, who also goes by Michael Daviddunbar Hunte, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1989 - 2012. Michael had worked at 11 firms and has passed the Series 66, Series 63, Series 31, Series 55, Series 7 and Series 4 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Daviddunbar Hunte

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

37 years in the financial services industry

Current & Past Employments

OBSIDIAN FINANCIAL GROUP, LLC·CRD# 104255
BD
Woodbury, NY
March 1, 2011 - May 31, 2012
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
November 17, 2006 - December 11, 2009
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
August 22, 2005 - September 16, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
August 22, 2005 - September 16, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 5, 2004 - August 12, 2005
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
New York, NY
August 22, 2003 - July 13, 2004
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
June 12, 2001 - September 4, 2001
1ST FREEDOM SECURITIES, LLC·CRD# 104202
BD
Westbury, NY
March 14, 2001 - May 1, 2001
ADAMSON BROTHERS INC.·CRD# 46684
BD
Rochelle Park, NJ
October 4, 2000 - December 11, 2000
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
BD
San Antonio, TX
April 3, 2000 - June 19, 2000
CITICORP SECURITIES SERVICES, INC.·CRD# 15387
BD
New York, NY
April 18, 1989 - September 1, 1999

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

OF
OBSIDIAN FINANCIAL GROUP, LLC

GRANITE SECURITIES LLC | OBSIDIAN FINANCIAL GROUP, LLC | OBSIDIAN FINANCIAL GROUP LLC | GRANITE SECURITIES, LLC

CRD#: 104255 / SEC#: 8-52756
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

New York since 11/19/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OBSIDIAN CAPITAL HOLDINGS, LLCOWNER—
KRIM, ALAN MITCHELLCFO/FINOP2785337
LENZA, TOBIAS ANTHONYINVESTMENT BANKER2279825
TELFER, JOHN DAVIDCHIEF COMPLIANCE OFFICER1099745

Disclosures

Regulatory Event

17

Arbitration

9

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2004About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2004About the Series 31 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Apr 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1998About the Series 4 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MH
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required