Michael D. Hunte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Dunbar Hunte, who also goes by Michael Daviddunbar Hunte, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 11 firms and has passed the Series 66, Series 63, Series 31, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2011 - May 31, 2012
OBSIDIAN FINANCIAL GROUP, LLC
November 17, 2006 - December 11, 2009
NORTHEAST SECURITIES, LLC
August 22, 2005 - September 16, 2005
METROPOLITAN LIFE INSURANCE COMPANY
August 22, 2005 - September 16, 2005
MSI FINANCIAL SERVICES, INC.
August 5, 2004 - August 12, 2005
MORGAN STANLEY DW INC.
August 22, 2003 - July 13, 2004
MAX INTERNATIONAL BROKER/DEALER CORP.
June 12, 2001 - September 4, 2001
WORLDCO, L.L.C.
March 14, 2001 - May 1, 2001
1ST FREEDOM SECURITIES, LLC
October 4, 2000 - December 11, 2000
ADAMSON BROTHERS INC.
April 3, 2000 - June 19, 2000
USAA INVESTMENT SERVICES COMPANY
April 18, 1989 - September 1, 1999
CITICORP SECURITIES SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
Red Flags
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