William J. Potter
Professional summary
William James Potter was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William James Potter was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1993. William had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2006 - December 31, 2010
MEREDITH PORTFOLIO MANAGEMENT INC.
April 13, 2004 - August 18, 2016
ROBERT R. MEREDITH & CO., INC.
April 7, 1993 - October 27, 2005
LAKERIDGE CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEREDITH PORTFOLIO MANAGEMENT INC.
CRD#: 131460 / SEC#: 801-63100
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
