Judith G. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Grace Scott was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1984. Judith had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2004 - June 3, 2019
SANDLER, O'NEILL & PARTNERS, L.P.
June 19, 1996 - April 14, 2003
SANDLER, O'NEILL & PARTNERS, L.P.
June 13, 1985 - September 5, 1995
J.P. MORGAN SECURITIES LLC
September 25, 1984 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDLER, O'NEILL & PARTNERS, L.P.
CRD#: 23328 / SEC#: , 8-40214
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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