Linda Dowd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Dowd, who also goes by Linda Donnelly, Linda Trout, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1986. Linda had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2018 - July 31, 2019
VIRTUE CAPITAL MANAGEMENT, LLC
May 18, 2018 - July 18, 2018
LIFEMARK SECURITIES CORP.
February 5, 2016 - November 1, 2016
SUNBELT SECURITIES, INC.
February 4, 2016 - June 28, 2016
SUNBELT SECURITIES, INC.
March 24, 2015 - December 4, 2015
OSAIC WEALTH, INC.
February 19, 2015 - March 18, 2015
SECURITIES SERVICE NETWORK, LLC
February 18, 2015 - March 4, 2015
SSN ADVISORY, INC.
May 1, 2003 - February 4, 2015
WFG ADVISORS, LP
February 12, 2003 - November 14, 2006
WFG INVESTMENTS, INC.
September 5, 1995 - February 4, 2015
WFG INVESTMENTS, INC.
April 3, 1991 - August 4, 1995
D.E. FREY & COMPANY, INC.
October 22, 1990 - April 1, 1991
JJC SECURITIES CO., INC.
March 21, 1989 - October 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 31, 1989 - March 10, 1989
INVESTORS CENTER, INC.
November 21, 1986 - February 13, 1987
HANIFEN, IMHOFF INC.
Primary Firm SEC Registration
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
Contact information
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
