Anne S. Kochevar
Professional summary
Anne Steele Kochevar, who also goes by Anne Elizabeth Steele, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1992. Anne has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Steele Kochevar's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 25 E. Erie, Chicago, IL 60611July 3, 2019 - December 31, 2019
DRIEHAUS SECURITIES LLC
August 15, 2017 - January 25, 2018
JANUS HENDERSON DISTRIBUTORS US LLC
December 2, 2014 - August 8, 2017
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
March 16, 2011 - November 10, 2014
DESTRA CAPITAL INVESTMENTS LLC
September 23, 2002 - November 9, 2010
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
June 14, 2001 - September 16, 2002
ALLSTATE FINANCIAL SERVICES, LLC
March 23, 2000 - May 16, 2001
NUVEEN SECURITIES, LLC
July 24, 1992 - February 23, 2000
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2020)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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