Benny G. Paternostro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benny Girard Paternostro, who also goes by Ben Paternostro, was a registered financial professional .
Benny is a previously registered financial professional and started their career in finance in 1984. Benny had worked at 4 firms and has passed the Series 63, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2021 - June 28, 2022
ONEASCENT WEALTH MANAGEMENT
November 19, 2009 - March 31, 2022
ASSET MANAGEMENT SERVICES LLP
July 24, 1984 - July 5, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 24, 1984 - July 5, 1995
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ONEASCENT WEALTH MANAGEMENT
CRD#: 308057 / SEC#: 801-118682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/29/1996
Non-Member General Securities ExaminationCurrent Firm
ONEASCENT WEALTH MANAGEMENT
CRD#: 308057 / SEC#: 801-118682
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,138 |
| AUM (Assets Under Management) | $ 431,684,302 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
