William D. Calvin

SAGE INVESTMENT COUNSEL

Franklin, TN 37064

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CRD#: 1281417

Professional summary

William Dirk Calvin MR., who also goes by Bill Calvin, William Dirk Calvin, is a registered financial advisor currently at SAGE INVESTMENT COUNSEL located in Franklin, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Calvin | William Dirk Calvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MABRY-CALVIN,LLC P O BOX 608, FRANKLIN TN 37065, INVESTMENT RELATED-YES. NATURE-INVESTMENT CONSULTING, RIA, PERFORMANCE MEASUREMEENT. TITLE-CO-OWNER. START DATE MARCH 1989 TO PRESENT. 160 APPROX. HOURS PER MONTH. 160 APPROX. HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Dirk Calvin MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2010 - Present

SAGE INVESTMENT COUNSEL

Office #1: 142 5th Avenue North Suite A, Franklin, TN 37064

RIA

CRD#: 116907

Franklin, TN

Past

June 3, 2004 - December 31, 2009

SAGE INVESTMENT COUNSEL

RIA

CRD#: 116907

FRANKLIN, TN

Past

January 26, 2004 - August 2, 2011

&PARTNERS

RIA

CRD#: 3767

FRANKLIN, TN

Past

July 19, 1990 - August 2, 2011

&PARTNERS

CRD#: 3767

FRANKLIN, TN

Past

March 23, 1989 - August 8, 1990

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 26, 1984 - April 4, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE INVESTMENT COUNSEL

MABRY-CALVIN, LLC | SAGE INVESTMENT COUNSEL LLC | SAGE INVESTMENT COUNSEL

CRD#: 116907 / SEC#: 801-121406

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Tennessee

Registered Investment Advisory firm - (7/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

SAGE INVESTMENT COUNSEL

MABRY-CALVIN, LLC | SAGE INVESTMENT COUNSEL LLC | SAGE INVESTMENT COUNSEL

CRD#: 116907 / SEC#: 801-121406

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Tennessee

Registered Investment Advisory firm - (7/9/2021 Terminated)

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Contact information

Main Address

142 5th Avenue North Suite A, Franklin, TN 37064

Mailing Address

Phone number

(615) 591-1210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE INVESTMENT COUNSEL FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 144,189,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William D. Calvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Dirk Calvin MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE INVESTMENT COUNSEL

&PARTNERS

&PARTNERS

FSC SECURITIES CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAGE INVESTMENT COUNSEL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1996

Series 63

Date: 7/25/1984

Series 7

Date: 7/21/1984

Current Firm

SAGE INVESTMENT COUNSEL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE INVESTMENT COUNSEL

TRUST BUT VERIFY

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