Stewart S. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stewart Spencer King, who also goes by Stew King, was a registered financial professional .
Stewart is a previously registered financial professional and started their career in finance in 1984. Stewart had worked at 5 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2016 - September 20, 2017
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
October 18, 2005 - December 31, 2010
AMERITAS INVESTMENT COMPANY, LLC
March 15, 1993 - June 13, 1994
WS GRIFFITH SECURITIES, INC.
November 7, 1989 - March 15, 1993
VP DISTRIBUTORS LLC
December 13, 1988 - October 11, 1989
AMERITAS INVESTMENT COMPANY, LLC
December 12, 1984 - October 4, 1988
V.I.P. FINANCIAL COMPANIES
August 23, 1984 - January 14, 1985
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
CRD#: 162143 / SEC#: 801-76773
Contact information
Red Flags
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