Peter S. Alwardt

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CRD#: 1281102

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Scott Alwardt was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2003. Peter had worked at 1 firm and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 13, 2007 - December 31, 2016

EISNER RETIREMENT SOLUTIONS LLC

RIA

CRD#: 126818

NEW YORK, NY

Past

March 29, 2007 - September 4, 2007

EISNER RETIREMENT SOLUTIONS LLC

RIA

CRD#: 126818

NEW YORK, NY

Past

October 21, 2003 - September 4, 2007

EISNER RETIREMENT SOLUTIONS LLC

CRD#: 126818

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EISNER RETIREMENT SOLUTIONS LLC

CRD#: 126818 / SEC#: 801-71316, 8-65944

RIA

Registered Investment Advisory firm - SEC (4/28/2010 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

Delaware

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/11/2010 Terminated)

New York

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (5/12/2010 Terminated)

Terminated by SEC on 11/03/2007

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2003

General Securities Principal Examination

Current Firm

EISNER RETIREMENT SOLUTIONS LLC

CRD#: 126818 / SEC#: 801-71316, 8-65944

RIA

Registered Investment Advisory firm - SEC (4/28/2010 Approved)

Connecticut

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

Delaware

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/11/2010 Terminated)

New York

Registered Investment Advisory firm - SEC (5/10/2010 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (5/12/2010 Terminated)

Terminated by SEC on 11/03/2007

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Contact information

Main Address

100 Village Court Suite 202, Hazlet, NJ 07730

Mailing Address

Phone number

(732) 837-4455

Established

New York since 03/03/2003

Firm type

Limited Liability Company

Fiscal year end

January

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HCWA - FORM ADV PART 2A (2/11/2025)

Direct owners and executive officers

Name	Position	CRD#
EISNER HOLDINGS LLC	DIRECT OWNER
ALWARDT, PETER SCOTT	PRESIDENT, CCO, EXECUTIVE COMMITTEE MEMBER	1281102
DEGENSHEIN, DEBRA ANN	FINANCIAL PRINCIPAL	2923781
JAMES, REBECCA SUE	EXECUTIVE COMMITTEE MEMBER	4660942
WEINSTEIN, CHARLES	EXECUTIVE COMMITTEE MEMBER	4660934

Regulatory assets under management

Total Number of Accounts	239
AUM (Assets Under Management)	$ 355,400,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter S. Alwardt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EISNER RETIREMENT SOLUTIONS LLC

EISNER RETIREMENT SOLUTIONS LLC

EISNER RETIREMENT SOLUTIONS LLC

Primary Firm SEC Registration

EISNER RETIREMENT SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2003

Series 7

Date: 5/17/2003

Series 24

Date: 7/19/2003

Current Firm

EISNER RETIREMENT SOLUTIONS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

EISNER RETIREMENT SOLUTIONS LLC

TRUST BUT VERIFY

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