John P. Hanson

PATRICK CAPITAL MARKETS

Irvine, CA

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CRD#: 1280985

Professional summary

John Phillip Hanson, who also goes by Phil Hanson, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.

John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Phil Hanson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Phillip Hanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2013 - Present

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Irvine, CA

Past

March 31, 2009 - February 21, 2013

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

July 13, 2000 - September 5, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

January 13, 1995 - October 31, 2008

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

August 16, 1994 - December 31, 1994

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

November 21, 1984 - July 25, 1987

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

July 26, 1984 - November 23, 1984

FIRST TEXAS GROUP, INC.

CRD#: 14336

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/8/2013)

Louisiana
(7/22/2024)

Texas
(11/8/2013)

Exams

State Security Law Exam

Series 63

Date: 8/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: , 8-34099

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAXONY FINANCIAL HOLDINGS, LLC.	SOLE OWNER/ MEMBER
CLARK, BRIAN LESLEY	PRESIDENT, CEO, AND CFO	4802438
KLUMP, RYAN CHRISTOPHER	SENIOR VICE PRSIDENT	4762698
MATARAZZI, NATHAN DOMENICO	FINOP, POO AND PFO	4827090
MITCHELL, JARAD BYRAM	COO	4811305
WEBSTER, TERRANCE MICHAEL	CHIEF COMPLIANCE OFFICER	6826889

Disclosures

Regulatory Event

Red Flags

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John P. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Phillip Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

ING FUNDS DISTRIBUTOR, INC.

DIRECTED SERVICES LLC

RUSHMORE SECURITIES CORPORATION

INVEST FINANCIAL CORPORATION

FIRST TEXAS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1994

FINRA

Current Firm

PATRICK CAPITAL MARKETS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PATRICK CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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