Mark E. Diemer
Professional summary
Mark Edward Diemer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Mark had worked at 5 firms, which includes EQUITY CONCEPTS INC., HUNTLEIGH SECURITIES CORPORATION, CLAYTON SECURITIES SERVICES INC., AMERICAN CAPITAL EQUITIES INC., WESTPORT FINANCIAL GROUP INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2006 - June 30, 2010
EQUITY CONCEPTS, INC.
January 2, 2003 - August 22, 2006
HUNTLEIGH SECURITIES CORPORATION
March 9, 1989 - December 31, 2002
CLAYTON SECURITIES SERVICES, INC.
October 9, 1985 - March 14, 1989
AMERICAN CAPITAL EQUITIES, INC.
August 22, 1984 - October 9, 1985
WESTPORT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EQUITY CONCEPTS, INC.
CRD#: 139243 / SEC#: , 8-67204
Contact information
Documents
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