Elliott M. Gartner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott Mark Gartner was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 1984. Elliott had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 3, Series 6, Series 41 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - January 3, 2023
FITZGIBBON TOIGO & CO. LLC
October 20, 2005 - August 14, 2009
SANDERS MORRIS LLC
September 30, 1998 - March 3, 2006
EATON PARTNERS, LLC
April 28, 1994 - April 23, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 14, 1992 - December 31, 1992
NEW ENGLAND SECURITIES
May 12, 1986 - February 26, 1988
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
July 26, 1984 - May 28, 1986
MORGAN GRENFELL INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 41
Date: 7/20/1985
NYSE Allied Member ExaminationCurrent Firm
FITZGIBBON TOIGO & CO. LLC
CRD#: 122142 / SEC#: , 8-65468
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
