Michael A. Gragnani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Gragnani was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 13 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2010 - January 13, 2011
SCOTTSDALE CAPITAL ADVISORS CORP
July 9, 2009 - September 10, 2010
VCS VENTURE SECURITIES
August 22, 2007 - July 7, 2009
NEWBRIDGE SECURITIES CORPORATION
June 20, 2003 - July 25, 2007
BROOKSTREET SECURITIES CORPORATION
September 17, 2002 - July 21, 2003
BACK BAY CAPITAL, INC.
September 11, 2001 - October 18, 2002
CAPITAL SUISSE SECURITIES, INC.
May 15, 2001 - September 5, 2001
PORTSMOUTH FINANCIAL SERVICES
July 22, 1992 - February 25, 2000
MCCLURG CAPITAL CORPORATION
February 7, 1992 - July 22, 1992
FSC SECURITIES CORPORATION
January 5, 1990 - February 7, 1992
BRITSON INVESTMENTS, INC.
December 22, 1988 - January 9, 1990
SMITH-THOMAS INVESTMENT SERVICES, INC.
October 29, 1985 - November 10, 1988
ACUMENT SECURITIES, INC.
June 26, 1984 - November 23, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
