BR
Brian P. Robson
PLANMEMBER SECURITIES
Henrico, VA
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CRD#: 1280772
BR
Professional summary
Brian Patterson Robson Jr., who also goes by Brian Patterson Robson Jr, Brian Patterson Robson, Pat Robson Jr., is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Henrico, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Patterson Robson Jr | Brian Patterson Robson | Pat Robson Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Orenduff & Associates-1500 Forest Ave., Suite 114, Henrico, VA 23229; Investment related; Investments & securities sales & svcs; Representative; Start date 9/2021; 80 hrs/mnth & during trading. 2) Brian Patterson Robson Jr. dba Robson Financial Legacies, LLC-8702 Pinyon Road, Henrico, VA 23229; Investment related; Insurance (fixed & indexed annuities, Medicare (supplement, Part D, Part C), disability, life) sales & svcs; Owner; Start date 12/2006; 150 hrs/mnth; 120 hrs/mnth during trading. 3) Richmond Council of the Navy League of the U.S.-PO Box 11201, Richmond, VA 23230; Noninvestment related; Service Organization-provide guidance on member recruitment, assist with planning & executing field trips, activities, assist w/procuring speakers for member mtgs, give guidance to council needs; Board of Directors; Start date 7/2018; 5-10 hrs/mnth & during trading. 4) Pine Point Citizens Association; P,O, Box 242, Heathsville VA 22473 Start Date 6/1/2024; Member of Executive Committee; Provide advice and assist in decision making regarding a host of community issues including infrastructure maintenance and community events.; 5 hrs/mo; 0 hrs/mo during trading; NIR 5) Richmond Council of the Navy League of the U.S.; P.O. Box 11201, Richmond VA 23230; Start Date 07/01/2017; Board Member; Provide advice and project management; 10 hrs/mo; 5 hrs/mo; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Brian Patterson Robson Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Patterson Robson Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2025 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Henrico, VA
Current
September 1, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Henrico, VA
Past
August 25, 2017 - December 17, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
RICHMOND, VA
Past
July 16, 2012 - September 1, 2017
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
GLEN ALLEN, VA
Past
December 24, 2008 - July 24, 2012
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
RICHMOND, VA
Past
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
RICHMOND, VA
Past
January 8, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
RICHMOND, VA
Past
October 1, 1997 - January 19, 2007
OSAIC FS, INC.
BD
CRD#: 3870
RICHMOND, VA
Past
June 5, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
September 4, 1984 - April 15, 1996
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(9/1/2021)
IAR
Virginia(2/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
