Dee A. Price

AFFINITY FINANCIAL LLC

Solon, OH

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CRD#: 1280474

Professional summary

Dee Ann Price, who also goes by Dee A Price, Dee Price, is a registered financial advisor currently at AFFINITY FINANCIAL LLC located in Solon, Ohio.

Dee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Dee has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dee A Price | Dee Price

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEE A. PRICE FINANCIAL PLANNING SVC INC (OUTSIDE BUSINESS) SUB "S" CORPORATION - 100% OWNED BY DEE PRICE. CORPORATION ACCEPTS COMMISSIONS FOR INSURANCE PRODUCTS/FINANCIAL PLANNING SVCS/TAX PREPARATION SERVICES. "S" CORPORATION WAS ESTABLISHED IN APRIL 1987, PRIOR TO THAT, BUSINESS WAS OPERATED AS A SOLE-PROPRIETORSHIP. CURRENTLY, I, DEE A. PRICE, AM LICENSED TO SELL LIFE, HOSPITALIZATION, DISABILITY, LONG-TERM CARE INSURANCE, AND ANNUITIES, AS AN AGENT OF MY CORPORATION. THIS CORPORATION ALSO RECEIVED COMPENSATION WHEN I WAS APPROVED BY THE STATE OF OHIO, DEPT. OF INSURANCE, TO TEACH THE 40 HOURS OF PRE-LICENSING EDUCATION (UP UNTIL 2006). INCOME DERIVED FOR FINANCIAL PLANNING SERVICES IS PRIMARLY INSURANCE COMMISSIONS AND THE BALANCE IS FROM TAX PREPARATION. ADDITIONALLY, I WAS RECENTLY ACCEPTED TO BECOME CERTIFIED TO BECOME PART-TIME FACULTY AT THE UNIVERSITY OF PHOENIX, CLEVELAND, OHIO CAMPUS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dee Ann Price's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2007 - Present

AFFINITY FINANCIAL LLC

RIA

CRD#: 144642

Solon, OH

Past

December 5, 2006 - September 10, 2007

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SOLON, OH

Past

December 4, 2006 - September 10, 2007

CADARET, GRANT & CO., INC.

CRD#: 10641

SOLON, OH

Past

January 12, 2005 - December 5, 2006

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SOLON, OH

Past

June 27, 2002 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

TWINSBURG, OH

Past

May 16, 2001 - December 5, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

SOLON, OH

Past

January 9, 2001 - June 11, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

January 7, 1992 - January 10, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 5, 1990 - December 31, 1991

LPL FINANCIAL LLC

CRD#: 6413

Past

December 20, 1988 - June 12, 1990

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

February 27, 1986 - December 6, 1988

AMERICAN PACIFIC SECURITIES CORPORATION

CRD#: 5003

Past

February 19, 1986 - March 6, 1986

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/1991

General Securities Principal Examination

Current Firm

AFFINITY FINANCIAL LLC

CRD#: 144642 / SEC#:

Ohio

Registered Investment Advisory firm - (8/2/2007 Approved)

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Contact information

Main Address

Solon, OH

Mailing Address

Phone number

(330) 487-1002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 2,042,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dee A. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dee Ann Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

1ST GLOBAL CAPITAL CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL SQUARE PARTNERS

AMERICAN PACIFIC SECURITIES CORPORATION

GROVE POINT INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2001

Series 63

Date: 3/9/1990

Series 7

Date: 2/15/1986

Series 24

Date: 4/4/1991

Current Firm

AFFINITY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFFINITY FINANCIAL LLC

TRUST BUT VERIFY

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