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Dee Ann Price

AFFINITY FINANCIAL
SOLON, OH
·CRD# 1280474·40 years experience

Professional Summary

Dee Ann Price, who also goes by Dee A Price, Dee Price, is a registered financial advisor currently at AFFINITY FINANCIAL LLC located in Solon, Ohio. Dee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Dee has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dee A Price, Dee Price

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

AFFINITY FINANCIAL LLC·CRD# 144642
RIA
Solon, OH
August 7, 2007 - Present
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Solon, OH
December 5, 2006 - September 10, 2007
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Solon, OH
December 4, 2006 - September 10, 2007
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Solon, OH
January 12, 2005 - December 5, 2006
EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Twinsburg, OH
June 27, 2002 - December 31, 2004
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Solon, OH
May 16, 2001 - December 5, 2006
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
January 9, 2001 - June 11, 2001
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 7, 1992 - January 10, 2001
LPL FINANCIAL LLC·CRD# 6413
BD
June 5, 1990 - December 31, 1991
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
December 20, 1988 - June 12, 1990
AMERICAN PACIFIC SECURITIES CORPORATION·CRD# 5003
BD
February 27, 1986 - December 6, 1988
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
February 19, 1986 - March 6, 1986

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Current Firm

AF
AFFINITY FINANCIAL LLC

AFFINITY FINANCIAL LLC

CRD#: 144642
Ohio
Registered Investment Advisory firm - Ohio (8/2/2007 Approved)

Contact Information

Main Address

Solon, OH

Phone Number

(330) 487-1002

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

35

AUM (Assets Under Management)

$2,136,504

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEE A. PRICE FINANCIAL PLANNING SVC INC (OUTSIDE BUSINESS) SUB "S" CORPORATION - 100% OWNED BY DEE PRICE. CORPORATION ACCEPTS COMMISSIONS FOR INSURANCE PRODUCTS/FINANCIAL PLANNING SVCS/TAX PREPARATION SERVICES. "S" CORPORATION WAS ESTABLISHED IN APRIL 1987, PRIOR TO THAT, BUSINESS WAS OPERATED AS A SOLE-PROPRIETORSHIP. CURRENTLY, I, DEE A. PRICE, AM LICENSED TO SELL LIFE, HOSPITALIZATION, DISABILITY, LONG-TERM CARE INSURANCE, AND ANNUITIES, AS AN AGENT OF MY CORPORATION. THIS CORPORATION ALSO RECEIVED COMPENSATION WHEN I WAS APPROVED BY THE STATE OF OHIO, DEPT. OF INSURANCE, TO TEACH THE 40 HOURS OF PRE-LICENSING EDUCATION (UP UNTIL 2006). INCOME DERIVED FOR FINANCIAL PLANNING SERVICES IS PRIMARLY INSURANCE COMMISSIONS AND THE BALANCE IS FROM TAX PREPARATION. ADDITIONALLY, I WAS RECENTLY ACCEPTED TO BECOME CERTIFIED TO BECOME PART-TIME FACULTY AT THE UNIVERSITY OF PHOENIX, CLEVELAND, OHIO CAMPUS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(8/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1991About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dee Ann Price's CRS (Customer Relationship Summary).

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