Roger A. Sheffield
Professional summary
Roger Allan Sheffield, who also goes by Roger Alan Sheffield, is a registered financial advisor currently at RINASCITA, LLC located in Travelers Rest, South Carolina.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Roger has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Allan Sheffield's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
RINASCITA, LLC
April 16, 2012 - October 30, 2017
SHEFFIELD INVESTMENT MANAGEMENT LLC
November 10, 1986 - January 18, 2001
ALPHA-LINE INVESTMENTS, INC.
September 3, 1986 - March 12, 1987
MARCORP SECURITIES, INC.
August 21, 1984 - October 14, 1986
STUYVESANT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2023)
Exams
Current Firm
RINASCITA, LLC
CRD#: 323715 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 49,184,200 |
Red Flags
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