Lawrence A. Nault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Allen Nault, who also goes by Larry Allen Nault, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2006 - December 22, 2025
NAULT FINANCIAL GROUP LLC
October 6, 2004 - June 19, 2006
KESTRA INVESTMENT SERVICES, LLC
October 5, 2004 - June 19, 2006
KESTRA INVESTMENT SERVICES, LLC
June 25, 2002 - October 6, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 7, 1999 - October 6, 2004
OSAIC FA, INC.
June 1, 1998 - October 6, 2004
OSAIC FA, INC.
August 13, 1986 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 16, 1984 - December 16, 1985
BMIC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NAULT FINANCIAL GROUP LLC
CRD#: 140213 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 482,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
