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David A. Taisey

Some features on this profile are disabled
CRD#: 1280039
DT

Professional summary

David Allen Taisey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, David had worked at 2 firms, which includes SELKIRK INVESTMENTS INC., MORGAN STANLEY DW INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 24, 1988 - May 28, 2020

SELKIRK INVESTMENTS, INC.

BD
CRD#: 13854
CHATTAROY, WA
Past

July 26, 1984 - October 27, 1988

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/29/1992
General Securities Principal Examination

Current Firm

SI
SELKIRK INVESTMENTS, INC.
CAPITAL SECURITIES DISCOUNT BROKERAGE (RETAIL DIV)/MCNEICE AND C | SELKIRK INVESTMENTS, INC. | PORTFOLIO MANAGEMENT & SECURITIES, INC. | MCNEICE AND COMPANY | EMPIRE SECURITIES INCORPORATED OF WASHINGTON

CRD#: 13854 / SEC#: , 8-24054

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
421 W Riverside Suite 1020 B, Spokane, WA 99201-0409
Mailing Address
421 W Riverside Suite 1020 B, Spokane, WA 99201-0409
Phone number
(509) 777-2900
Established
Washington since 06/29/1979
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EMPIRE FINANCIAL GROUPOWNER
CLARK, ROBERT BARSTOWSECRETARY808082
CLARK, ROBERT BARSTOWPRESIDENT, CFO, CCO808082

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SELKIRK INVESTMENTS, INC.

CRD#: 13854

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