Gary A. Budlow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Budlow, who also goes by Gary A Budlow, Gary Alan Budlow, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1984. Gary had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - October 1, 2019
GLEN EAGLE WEALTH, LLC
January 12, 2001 - November 5, 2018
CFT SECURITIES, LLC
March 30, 1995 - January 26, 2001
J.P. MORGAN SECURITIES LLC
November 10, 1992 - April 20, 1995
SALOMON BROTHERS MUNICIPALS INC
August 16, 1988 - April 20, 1995
SALOMON BROTHERS INC.
July 7, 1987 - September 14, 1988
UBS FINANCIAL SERVICES INC.
July 26, 1984 - November 22, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/9/2005
Limited Representative-Equity Trader ExamSeries 15
Date: 1/30/1992
Foreign Currency Options ExaminationCurrent Firm
GLEN EAGLE WEALTH, LLC
CRD#: 124504 / SEC#: , 8-65678
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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