Michael R. Quigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Quigley was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2015 - May 18, 2026
VOYA FINANCIAL PARTNERS, LLC
February 21, 2012 - January 27, 2015
VOYA FINANCIAL ADVISORS, INC.
June 13, 2008 - February 24, 2012
VOYA FINANCIAL PARTNERS, LLC
December 9, 2003 - April 30, 2008
TRANSAMERICA INVESTORS SECURITIES, LLC
October 21, 2002 - December 20, 2002
EMPOWER FINANCIAL SERVICES, INC.
January 3, 1997 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
December 14, 1988 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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