Douglas W. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Warren Baker was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1984. Douglas had worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2013 - March 29, 2016
SILVERSAGE ADVISORS
November 10, 2006 - March 4, 2016
GENEOS WEALTH MANAGEMENT, INC.
January 20, 2006 - June 28, 2012
PORTFOLIO DESIGN ADVISORS, INC.
January 22, 1999 - December 31, 2013
MERIDIAN CAPITAL MANAGEMENT INC
July 8, 1997 - November 11, 2006
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
November 26, 1984 - November 11, 2006
ASSOCIATED SECURITIES CORP.
August 25, 1984 - October 26, 1984
CONTINENTAL INVESTOR SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SILVERSAGE ADVISORS
CRD#: 125820 / SEC#: 801-78322
Contact information
Red Flags
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