Chris L. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Lennart Larson was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1985. Chris had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1994 - May 17, 1994
UNITED PACIFIC SECURITIES, INC.
March 25, 1993 - August 17, 1993
LPL FINANCIAL LLC
May 28, 1987 - March 23, 1993
WAMU INVESTMENTS, INC.
April 22, 1986 - June 4, 1987
NATIONAL SECURITIES CORPORATION
May 9, 1985 - April 30, 1986
FORESTERS FINANCIAL SERVICES, INC.
March 29, 1985 - March 29, 1985
PACIFIC GROWTH SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UNITED PACIFIC SECURITIES, INC.
CRD#: 21986 / SEC#: , 8-39467
Contact information
Documents
Red Flags
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