Daniel R. Michels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Robert Michels, who also goes by Daniel Michaels, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - December 17, 2024
CBIZ INVESTMENT ADVISORY SERVICES, LLC
July 20, 2009 - December 31, 2021
CBIZ FINANCIAL SOLUTIONS, INC.
January 3, 2005 - December 31, 2021
CBIZ FINANCIAL SOLUTIONS, INC.
March 1, 2000 - December 31, 2004
NATIONAL PLANNING CORPORATION
April 12, 1994 - March 3, 2000
WOODBURY FINANCIAL SERVICES, INC.
October 6, 1993 - April 5, 1994
LONDON PACIFIC SECURITIES, INC.
October 31, 1991 - August 9, 1993
WOODBURY FINANCIAL SERVICES, INC.
December 11, 1989 - October 1, 1991
FSC SECURITIES CORPORATION
June 20, 1984 - January 1, 1990
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/14/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
