David E. Bishop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Eugene Bishop was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2022 - December 31, 2023
SAXONY SECURITIES, INC.
August 21, 2020 - December 31, 2023
PATRICK CAPITAL MARKETS, LLC
March 6, 2017 - January 29, 2019
BRIGHTHOUSE SECURITIES, LLC
January 24, 2013 - September 4, 2013
WALNUT STREET SECURITIES, INC.
January 24, 2013 - September 4, 2013
TOWER SQUARE SECURITIES, INC.
January 24, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
January 24, 2013 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
October 22, 2002 - April 25, 2006
WALNUT STREET SECURITIES, INC.
July 1, 2001 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
July 27, 1999 - July 1, 2001
WALNUT STREET SECURITIES, INC.
July 26, 1984 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 26, 1984 - July 26, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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