Richard Benson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Benson was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2023 - November 29, 2023
SENAHILL SECURITIES, LLC
June 12, 2015 - January 3, 2022
ECOBAN SECURITIES CORPORATION
May 17, 2002 - December 2, 2013
SPECIALTY FINANCE GROUP, LLC
July 29, 1999 - November 27, 2001
FINANCIAL WEST GROUP
April 14, 1994 - November 29, 1994
RAFFERTY CAPITAL MARKETS, LLC
November 18, 1988 - June 16, 1989
FIRST IMPERIAL INVESTOR SERVICES, INC.
February 23, 1987 - April 27, 1988
E. F. HUTTON & COMPANY INC
December 18, 1985 - February 7, 1987
CITICORP SECURITIES, INC.
December 20, 1984 - March 19, 1985
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/26/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SENAHILL SECURITIES, LLC
CRD#: 166477 / SEC#: , 8-69215
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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