Wayne Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Wu was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1984. Wayne had worked at 5 firms and has passed the Series 41 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2008 - June 1, 2018
INTEGRAL DERIVATIVES, LLC
January 5, 2007 - January 7, 2009
STR SPECIALISTS L.L.C.
June 7, 2006 - January 4, 2007
BEAR HUNTER STRUCTURED PRODUCTS LLC
November 4, 2004 - January 4, 2007
BEAR WAGNER SPECIALISTS LLC
June 29, 1984 - September 10, 1999
KALB, VOORHIS & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 5/4/1985
NYSE Allied Member ExaminationCurrent Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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