Richard M. Morr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Melvin Morr, who also goes by Dick Morr, Richard M Morr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1988 - September 27, 1988
PENSIONS PLUS, INC.
February 15, 1985 - May 9, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PENSIONS PLUS, INC.
CRD#: 15677 / SEC#: , 8-32526
Contact information
Documents
Red Flags
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