Mark B. Strader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Benson Strader was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 8 firms and has passed the Series 63, Series 22, Series 6 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2003 - February 13, 2004
BARRON MOORE, INC.
October 2, 1995 - December 12, 2002
REEF SECURITIES, INC.
June 18, 1993 - January 19, 1994
WELLINGTON ASHFORD CAPITAL, INC.
January 17, 1992 - May 11, 1993
GIBRALTAR SECURITIES, INC.
October 16, 1991 - February 19, 1992
IDEAL SECURITIES, INC.
March 2, 1989 - July 31, 1991
SOUTHARD SECURITIES CORPORATION
January 7, 1987 - January 30, 1989
SUNSET SECURITIES,INC.
July 6, 1984 - October 29, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRON MOORE, INC.
CRD#: 123521 / SEC#: , 8-65589
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARRON MOORE HOLDINGS, INC. | OWNER/HOLDING COMPANY | |
| MOORE, KATHERINE ANN | PRESIDENT, CEO & CFO | 1342145 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
