Mark S. Bliss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Sawyer Bliss was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1984. Mark had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2012 - July 16, 2012
STANDARD CREDIT SECURITIES INC.
July 3, 2000 - July 16, 2012
TRADITION SECURITIES AND DERIVATIVES LLC
June 22, 1984 - July 3, 2000
ASIEL & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANDARD CREDIT SECURITIES INC.
CRD#: 42813 / SEC#: , 8-50011
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADITION (NORTH AMERICA) INC. | 100% OWNER | |
| ARAGONA, ANTHONY THOMAS | CHIEF OPERATIONS OFFICER | 4271496 |
| ASSENTATO, EMIL | CHAIRMAN OF THE BOARD OF DIRECTORS | 1952191 |
| EARNHARDT, ERIC MICHAEL | CHIEF COMPLIANCE OFFICER, AML OFFICER | 1855856 |
| FEWER, DONALD PATRICK | CHIEF EXECUTIVE OFFICER | 1415123 |
| RICCIARDI, JUDITH ANN | EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, FINOP, CFO | 2260346 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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