Peter E. Carmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Earl Carmichael was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 3 firms and has passed the Series 65, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2003 - October 7, 2020
MAINE FINANCIAL ADVISORS, INC.
January 23, 1986 - January 20, 1993
NEW ENGLAND SECURITIES
July 19, 1984 - December 11, 1985
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MAINE FINANCIAL ADVISORS, INC.
CRD#: 119191 / SEC#:
Contact information
Red Flags
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