Frederick H. Winston

WINVEST INVESTMENTS L.P.

MONTROSE, CO 81403

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CRD#: 1278756

Professional summary

Frederick Holland Winston is a registered financial advisor currently at WINVEST INVESTMENTS L.P. located in Montrose, Colorado.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Frederick has worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Holland Winston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 1996 - Present

WINVEST INVESTMENTS L.P.

Office #1: 20349 Pahgre Road, Montrose, CO 81403

RIA

CRD#: 114358

MONTROSE, CO

Past

September 19, 1984 - June 10, 1996

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/22/2006)

IAR

Texas
(9/27/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Current Firm

WINVEST INVESTMENTS L.P.

CRD#: 114358 / SEC#: 801-67559

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (4/19/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

20349 Pahgre Road, Montrose, CO 81403-8627

Mailing Address

Phone number

(970) 249-3602

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 53,105,845

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick H. Winston

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Holland Winston's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINVEST INVESTMENTS L.P.

FINANCIAL SQUARE PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/1984

Series 7

Date: 9/15/1984

Current Firm

WINVEST INVESTMENTS L.P.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINVEST INVESTMENTS L.P.

TRUST BUT VERIFY

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