Stephen R. Studva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Robert Studva was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - August 10, 2016
MOODY CAPITAL SOLUTIONS, INC
October 5, 2011 - December 2, 2013
BEDMINSTER FINANCIAL GROUP, LIMITED
June 2, 2009 - April 25, 2011
MIDTOWN PARTNERS
November 30, 2006 - July 13, 2007
STG SECURE TRADING GROUP, INC.
July 23, 2004 - February 7, 2005
LH ROSS & COMPANY, INC.
October 25, 2002 - January 9, 2003
PMK SECURITIES & RESEARCH, INC.
February 24, 1993 - November 1, 2002
COMPREHENSIVE CAPITAL CORPORATION
February 2, 1993 - February 24, 1993
COMPREHENSIVE CAPITAL CORPORATION
December 16, 1991 - February 19, 1993
GKN SECURITIES CORP.
August 29, 1989 - December 20, 1991
PARAGON CAPITAL MARKETS, INC.
October 25, 1988 - September 26, 1989
HUBERMAN SECURITIES CORP.
May 9, 1988 - March 4, 1989
EQUITIES INTERNATIONAL SECURITIES, INC.
July 22, 1987 - February 23, 1988
GREENTREE SECURITIES CORP.
March 14, 1985 - July 21, 1987
BLINDER, ROBINSON & CO., INC.
January 25, 1985 - March 20, 1985
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
