Dennis M. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Williams was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1984. Dennis had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1990 - November 8, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
September 5, 1989 - May 9, 1990
L.M. DREW & ASSOCIATES
June 20, 1989 - August 15, 1989
FIRM ONE SECURITIES, INCORPORATED
March 10, 1989 - May 24, 1989
U.S. ADVISORS, INC.
January 22, 1986 - December 20, 1988
GRAYSTONE NASH, INC.
July 29, 1985 - January 28, 1986
WEAVER JOHNSON & COMPANY,INC.
June 10, 1985 - July 17, 1985
WAINWRIGHT, AUSTIN, STONE & CO.
March 11, 1985 - June 3, 1985
GRAYSTONE NASH, INC.
December 11, 1984 - March 1, 1985
R.H. STEWART & CO., INC.
September 28, 1984 - April 11, 1985
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITEHALL INVESTMENT SECURITIES, LTD.
CRD#: 21312 / SEC#: , 8-40392
Contact information
Documents
Red Flags
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