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Sheldon M. Bell

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CRD#: 1278631
SB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sheldon Mayer Bell, who also goes by Shelly Bell, was a registered financial professional .

Sheldon is a previously registered financial professional and started their career in finance in 1984. Sheldon had worked at 9 firms and has passed the Series 63, Series 3, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shelly Bell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 31, 2008 - September 8, 2011

MARV CAPITAL INC.

BD
CRD#: 104390
NEWPORT BEACH, CA
Past

January 3, 2005 - January 18, 2007

ETECH SECURITIES, INC.

BD
CRD#: 104195
PASADENA, CA
Past

November 10, 2003 - August 17, 2004

ETECH SECURITIES, INC.

BD
CRD#: 104195
PASADENA, CA
Past

March 5, 2001 - December 3, 2001

MARV CAPITAL INC.

BD
CRD#: 104390
NEW YORK, NY
Past

December 15, 2000 - February 7, 2001

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

December 8, 1998 - February 16, 1999

EMMETT A LARKIN COMPANY, INC.

BD
CRD#: 6625
SAN FRANCISCO, CA
Past

January 1, 1995 - December 31, 2012

BELL FINANCIAL MANAGEMENT CORPORATION

RIA
CRD#: 113366
TIGARD, OR
Past

April 16, 1992 - October 7, 1998

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

May 29, 1991 - April 22, 1992

TOLUCA PACIFIC SECURITIES CORP.

BD
CRD#: 13875
BURBANK, CA
Past

March 14, 1990 - June 5, 1990

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA
Past

December 21, 1987 - December 1, 1989

TOLUCA PACIFIC SECURITIES CORP.

BD
CRD#: 13875
BURBANK, CA
Past

September 4, 1987 - December 23, 1987

STONERIDGE SECURITIES, INC.

BD
CRD#: 13855
Past

September 28, 1984 - October 7, 1987

CENTURY FINANCIAL SECURITIES, INC.

BD
CRD#: 15280

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/8/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MC
MARV CAPITAL INC.
MARINO CAPITAL PARTNERS | NETCAP VENTURES, INC. | NET CAP SECURITIES | MARV CAPITAL INC.

CRD#: 104390 / SEC#: , 8-52855

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1 West End Avenue Suite 11d, New York, NY 10023
Mailing Address
1 West End Avenue Suite 11d, New York, NY 10023
Phone number
(347) 556-7263
Established
California since 05/16/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MARV CAPITAL PARTNERS, LLCDIRECT OWNER
AWASTHI, MANEESHEXECUTIVE OFFICER2931277
GEORGE, KENNETH RONALDFINOP2643369
VIRUPAKSHA, RAPARTHIEXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER5334660

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARV CAPITAL INC.

CRD#: 104390

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