MK
Mike R. Kilpatrick
CENTAURUS FINANCIAL
Camarillo, CA 93012
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CRD#: 1278618
MK
Professional summary
Mike Robert Kilpatrick is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Camarillo, California.
Mike is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mike has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KILPATRICK FINANCIAL GROUP, SINCE 8/1/2011, 5999-B RIDGE VIEW ST., CAMARILLO, CA 93012, BRANDING PURPOSES ONLY, NON-INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Mike Robert Kilpatrick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mike Robert Kilpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 5999-b Ridge View Street, Camarillo, CA 93012RIA
BD
CRD#: 30833
Camarillo, CA
Current
May 10, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 5999-b Ridge View Street, Camarillo, CA 93012RIA
BD
CRD#: 30833
Camarillo, CA
Past
December 20, 2007 - August 3, 2010
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
CAMARILLO, CA
Past
November 26, 2007 - August 3, 2010
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
CAMARILLO, CA
Past
May 6, 2002 - October 5, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
CAMARILLO, CA
Past
May 3, 2002 - October 5, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
CAMARILLO, CA
Past
November 12, 2001 - May 17, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 15, 1997 - May 17, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OXNARD, CA
Past
July 31, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
July 31, 1984 - May 17, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/22/2011)
IAR
California(8/15/2011)
RR
Colorado(5/13/2015)
IAR
Colorado(12/21/2020)
RR
Georgia(8/23/2024)
IAR
Georgia(6/13/2025)
RR
Oregon(10/24/2019)
IAR
Oregon(3/25/2020)
RR
Tennessee(6/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Camarillo, CA 93012TRUST BUT VERIFY
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