JW
Jacqueline T. Wieland
STIFEL, NICOLAUS & COMPANY
Greensboro, NC 27408
Some features on this profile are disabled
CRD#: 1278578
JW
Professional summary
Jacqueline Taylor Wieland, AIF®, who also goes by Jacqueline Taylor Alderman, Jackie Wieland, Jacqueline T Wieland, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Greensboro, North Carolina.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jacqueline has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacqueline Taylor Alderman | Jackie Wieland | Jacqueline T Wieland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VA Tech Carilion Medical School; 2 Riverside Circle Roanoke VA 24016; Medical School; Dean's Advisory Board; Advisor to the Dean on issues ranging from community involvement, educating the Hokie Alumnae about the new medical school, expanding their endowment, etc.; affiliation started 05/31/2017; 8.0 hours per quarter; not during securities trading hours; not investment-related. 2. Women's Resource Center; 628 Summit Ave Greensboro NC 27405; Non profit that connects women in need to other agencies, services, workshops, etc; Member of Finance Committee; Review financial statements; 01/01/2018; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related. 3. Frank Family Foundation; 1852 Banking Street, #9275, Greensboro, NC 27408; Private family foundation which funds other non-profits and causes related to leadership training; Board Member of the foundation; Assisting with grant selection and reviewing investment performance; 04/06/2020; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 4. Institute of World Politics graduate school; 1521 16th Street, NW, Washington, DC 20036; Independent graduate school to supply professional education in statecraft, national security, and international affairs; Member of the Advisory Board; Advance awareness of the IWP with prospective students and advance deeper engagement; 05/26/2020; 20 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 5. VA Tech Carilion School of Medicine; 2 Riverside Circle, Roanoke, VA 24016; Medical School; Vice Chair of the Board; Fill in for Chairman; 01/01/2018; 20 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 6. Institute of World Politics; 1521 16th Street, NW, Washington, DC 20036; Independent graduate school; Member of Board of Trustees; Bring awareness to the school to recruit new students and potential donors as well as providing advice on strategic planning matters; 03/02/2020; 10 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 7. Community Foundation of Greater Greensboro; 301 N Elm Street, Suite 100, Greensboro, NC 27401; Non-Profit that provides grants throughout the community; Member of Investment Committee; Reviewing Assets; 01/01/2017; 5 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 8. VA Tech Carillion School of Medicine; 2 Riverside Circle, Roanoke, VA 24016; Medical School; Chairman of the Dean's Advisory Board; Advising Dean and taking leadership responsibility of the board; 04/15/2022; 12 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Taylor Wieland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Taylor Wieland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 8, 2014 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 629 Green Valley Road Ste 211, Greensboro, NC 27408RIA
BD
CRD#: 793
Greensboro, NC
Current
May 8, 2014 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 629 Green Valley Road Ste 211, Greensboro, NC 27408RIA
BD
CRD#: 793
Greensboro, NC
Past
January 1, 2008 - May 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENSBORO, NC
Past
January 1, 2008 - May 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREENSBORO, NC
Past
January 19, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
GREENSBORO, NC
Past
January 19, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GREENSBORO, NC
Past
October 1, 1999 - January 19, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENSBORO, NC
Past
October 1, 1999 - January 19, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
December 6, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
March 5, 1987 - December 10, 1996
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
March 29, 1985 - March 11, 1987
CAROLINA SECURITIES CORPORATION
BD
CRD#: 142
Past
November 21, 1984 - April 4, 1985
INDEPENDENCE SECURITIES, INC.
BD
CRD#: 7227
Past
July 9, 1984 - October 26, 1984
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/11/2022)
RR
California(5/8/2014)
RR
Colorado(2/23/2021)
RR
Florida(1/5/2015)
RR
Georgia(5/8/2014)
RR
Indiana(1/28/2021)
RR
Maryland(4/17/2017)
RR
Massachusetts(8/11/2015)
RR
Michigan(5/8/2014)
RR
Missouri(9/16/2019)
RR
Nevada(12/16/2020)
RR
New York(5/8/2014)
RR
North Carolina(5/8/2014)
IAR
North Carolina(5/8/2014)
RR
Ohio(2/24/2017)
RR
South Carolina(5/8/2014)
RR
Tennessee(5/10/2019)
RR
Texas(5/8/2014)
IAR
Texas(8/18/2014)
RR
Virginia(5/8/2014)
RR
Wisconsin(5/8/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD#: 793Greensboro, NC 27408TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
