Gregg C. Josey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Chandler Josey, who also goes by Gregg Josey, was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1984. Gregg had worked at 14 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7, Series 22 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2015 - December 31, 2019
JOSEY INVESTMENTS INC.
June 9, 2010 - August 23, 2010
VISION BROKERAGE SERVICES, LLC
December 24, 2009 - May 24, 2010
CULLUM & BURKS SECURITIES, INC.
April 24, 2006 - December 16, 2009
CULLUM & BURKS SECURITIES, INC.
April 11, 2006 - December 16, 2009
CULLUM & BURKS SECURITIES, INC.
August 5, 2005 - March 27, 2006
JESUP & LAMONT ADVISORS
April 7, 2005 - March 27, 2006
EMPIRE FINANCIAL GROUP, INC.
September 27, 2004 - March 28, 2005
NBC SECURITIES, INC.
October 30, 2003 - October 19, 2004
EMPIRE FINANCIAL GROUP, INC.
February 19, 2003 - October 31, 2003
UHLMANN PRICE SECURITIES, LLC
August 12, 1998 - February 4, 2003
AMSOUTH INVESTMENT SERVICES, INC.
May 8, 1997 - February 14, 1998
FIRST UNION BROKERAGE SERVICES, INC.
February 1, 1995 - April 21, 1997
PRUDENTIAL EQUITY GROUP, LLC
May 12, 1987 - February 1, 1995
BARNETT INVESTMENTS, INC.
December 16, 1985 - February 12, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 1985 - January 16, 1986
TAX ADVANTAGED INVESTMENTS, INC.
July 5, 1984 - May 31, 1985
FIRST CAPITAL INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEY INVESTMENTS INC.
CRD#: 173710 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
